How to filter a stream of events

Problem:

you have events in a Kafka topic, and you want to filter some of them out so that only those you're interested in appear in another topic.

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Example use case:

Consider a topic with events that represent book publications. In this tutorial, we'll write a program that creates a new topic which only contains the events for a particular author.

Code example:

Try it

1
Initialize the project

To get started, make a new directory anywhere you’d like for this project:

mkdir filter-events && cd filter-events

2
Get Confluent Platform

Next, create the following docker-compose.yml file to obtain Confluent Platform:

---
version: '2'

services:
  zookeeper:
    image: confluentinc/cp-zookeeper:5.3.0
    hostname: zookeeper
    container_name: zookeeper
    ports:
      - "2181:2181"
    environment:
      ZOOKEEPER_CLIENT_PORT: 2181
      ZOOKEEPER_TICK_TIME: 2000

  broker:
    image: confluentinc/cp-enterprise-kafka:5.3.0
    hostname: broker
    container_name: broker
    depends_on:
      - zookeeper
    ports:
      - "29092:29092"
    environment:
      KAFKA_BROKER_ID: 1
      KAFKA_ZOOKEEPER_CONNECT: 'zookeeper:2181'
      KAFKA_LISTENER_SECURITY_PROTOCOL_MAP: PLAINTEXT:PLAINTEXT,PLAINTEXT_HOST:PLAINTEXT
      KAFKA_ADVERTISED_LISTENERS: PLAINTEXT://broker:9092,PLAINTEXT_HOST://localhost:29092
      KAFKA_METRIC_REPORTERS: io.confluent.metrics.reporter.ConfluentMetricsReporter
      KAFKA_OFFSETS_TOPIC_REPLICATION_FACTOR: 1
      KAFKA_GROUP_INITIAL_REBALANCE_DELAY_MS: 0
      CONFLUENT_METRICS_REPORTER_BOOTSTRAP_SERVERS: broker:9092
      CONFLUENT_METRICS_REPORTER_ZOOKEEPER_CONNECT: zookeeper:2181
      CONFLUENT_METRICS_REPORTER_TOPIC_REPLICAS: 1
      CONFLUENT_METRICS_ENABLE: 'true'
      CONFLUENT_SUPPORT_CUSTOMER_ID: 'anonymous'

  schema-registry:
    image: confluentinc/cp-schema-registry:5.3.0
    hostname: schema-registry
    container_name: schema-registry
    depends_on:
      - zookeeper
      - broker
    ports:
      - "8081:8081"
    environment:
      SCHEMA_REGISTRY_HOST_NAME: schema-registry
      SCHEMA_REGISTRY_KAFKASTORE_CONNECTION_URL: 'zookeeper:2181'
      SCHEMA_REGISTRY_LOG4J_ROOT_LOGLEVEL: WARN

And launch it by running:

docker-compose up

3
Configure the project

Create the following Gradle build file, named build.gradle for the project:

buildscript {
    repositories {
        jcenter()
    }
    dependencies {
        classpath "com.commercehub.gradle.plugin:gradle-avro-plugin:0.15.1"
        classpath "com.github.jengelman.gradle.plugins:shadow:4.0.2"
    }
}

plugins {
    id "java"
    id "com.google.cloud.tools.jib" version "1.1.1"
}

sourceCompatibility = "1.8"
targetCompatibility = "1.8"
version = "0.0.1"

repositories {
    mavenCentral()
    jcenter()

    maven {
        url "http://packages.confluent.io/maven"
    }
}

apply plugin: "com.commercehub.gradle.plugin.avro"
apply plugin: "com.github.johnrengelman.shadow"

dependencies {
    compile "org.apache.avro:avro:1.8.2"
    implementation "org.slf4j:slf4j-simple:1.7.26"
    implementation "org.apache.kafka:kafka-streams:2.2.0"
    implementation "io.confluent:kafka-streams-avro-serde:5.2.0"
    testCompile "org.apache.kafka:kafka-streams-test-utils:2.2.0"
    testCompile "junit:junit:4.12"
}

test {
    testLogging {
        outputs.upToDateWhen { false }
        showStandardStreams = true
        exceptionFormat = "full"
    }
}

jar {
  manifest {
    attributes(
      "Class-Path": configurations.compile.collect { it.getName() }.join(" "),
      "Main-Class": "io.confluent.developer.FilterEvents"
    )
  }
}

shadowJar {
    archiveName = "kstreams-filter-standalone-${version}.${extension}"
}

And be sure to run the following command to obtain the Gradle wrapper:

gradle wrapper

Next, create a directory for configuration data:

mkdir configuration

Then create a development file at configuration/dev.properties:

application.id=filtering-app
bootstrap.servers=127.0.0.1:29092
schema.registry.url=http://127.0.0.1:8081

input.topic.name=publications
input.topic.partitions=1
input.topic.replication.factor=1

output.topic.name=filtered-publications
output.topic.partitions=1
output.topic.replication.factor=1

4
Create a schema for the events

Create a directory for the schemas that represent the events in the stream:

mkdir -p src/main/avro

Then create the following Avro schema file at src/main/avro/publication.avsc for the publication events:

{
  "namespace": "io.confluent.developer.avro",
  "type": "record",
  "name": "Publication",
  "fields": [
    {"name": "name", "type": "string"},
    {"name": "title", "type": "string"}
  ]
}

Because this Avro schema is used in the Java code, it needs to compile it. Run the following:

./gradlew build

5
Create the Kafka Streams topology

Create a directory for the Java files in this project:

mkdir -p src/main/java/io/confluent/developer

Then create the following file at src/main/java/io/confluent/developer/FilterEvents.java. Notice the buildTopology method, which uses the Kafka Streams DSL. The filter method takes a boolean function of each record’s key and value. The function you give it determines whether to pass each event through to the next stage of the topology. In this case, we’re only interested in books authored by George R. R. Martin.

package io.confluent.developer;

import org.apache.kafka.clients.admin.AdminClient;
import org.apache.kafka.clients.admin.NewTopic;
import org.apache.kafka.common.serialization.Serdes;
import org.apache.kafka.streams.KafkaStreams;
import org.apache.kafka.streams.StreamsBuilder;
import org.apache.kafka.streams.StreamsConfig;
import org.apache.kafka.streams.Topology;
import org.apache.kafka.streams.kstream.Consumed;
import org.apache.kafka.streams.kstream.Produced;

import java.io.FileInputStream;
import java.io.IOException;
import java.util.ArrayList;
import java.util.HashMap;
import java.util.List;
import java.util.Map;
import java.util.Properties;
import java.util.concurrent.CountDownLatch;

import io.confluent.developer.avro.Publication;
import io.confluent.kafka.serializers.AbstractKafkaAvroSerDeConfig;
import io.confluent.kafka.streams.serdes.avro.SpecificAvroSerde;

public class FilterEvents {

  public Properties buildStreamsProperties(Properties envProps) {
    Properties props = new Properties();

    props.put(StreamsConfig.APPLICATION_ID_CONFIG, envProps.getProperty("application.id"));
    props.put(StreamsConfig.BOOTSTRAP_SERVERS_CONFIG, envProps.getProperty("bootstrap.servers"));
    props.put(StreamsConfig.DEFAULT_KEY_SERDE_CLASS_CONFIG, Serdes.String().getClass());
    props.put(StreamsConfig.DEFAULT_VALUE_SERDE_CLASS_CONFIG, Serdes.String().getClass());
    props.put(AbstractKafkaAvroSerDeConfig.SCHEMA_REGISTRY_URL_CONFIG, envProps.getProperty("schema.registry.url"));
    props.put(StreamsConfig.CACHE_MAX_BYTES_BUFFERING_CONFIG, 0);

    return props;
  }

  private SpecificAvroSerde<Publication> publicationSerde(final Properties envProps) {
    final SpecificAvroSerde<Publication> serde = new SpecificAvroSerde<>();
    Map<String, String> config = new HashMap<>();
    config.put(AbstractKafkaAvroSerDeConfig.SCHEMA_REGISTRY_URL_CONFIG, envProps.getProperty("schema.registry.url"));
    serde.configure(config, false);
    return serde;
  }

  public Topology buildTopology(Properties envProps,
                                final SpecificAvroSerde<Publication> publicationSerde) {
    final StreamsBuilder builder = new StreamsBuilder();

    final String inputTopic = envProps.getProperty("input.topic.name");
    final String outputTopic = envProps.getProperty("output.topic.name");

    builder.stream(inputTopic, Consumed.with(Serdes.String(), publicationSerde))
        .filter((name, publication) -> "George R. R. Martin".equals(publication.getName()))
        .to(outputTopic, Produced.with(Serdes.String(), publicationSerde));

    return builder.build();
  }

  public void createTopics(Properties envProps) {
    Map<String, Object> config = new HashMap<>();
    config.put("bootstrap.servers", envProps.getProperty("bootstrap.servers"));
    AdminClient client = AdminClient.create(config);

    List<NewTopic> topics = new ArrayList<>();
    topics.add(new NewTopic(
        envProps.getProperty("input.topic.name"),
        Integer.parseInt(envProps.getProperty("input.topic.partitions")),
        Short.parseShort(envProps.getProperty("input.topic.replication.factor"))));
    topics.add(new NewTopic(
        envProps.getProperty("output.topic.name"),
        Integer.parseInt(envProps.getProperty("output.topic.partitions")),
        Short.parseShort(envProps.getProperty("output.topic.replication.factor"))));

    client.createTopics(topics);
    client.close();
  }

  public Properties loadEnvProperties(String fileName) throws IOException {
    Properties envProps = new Properties();
    FileInputStream input = new FileInputStream(fileName);
    envProps.load(input);
    input.close();

    return envProps;
  }

  public static void main(String[] args) throws IOException {
    if (args.length < 1) {
      throw new IllegalArgumentException(
          "This program takes one argument: the path to an environment configuration file.");
    }

    new FilterEvents().runRecipe(args[0]);
  }

  private void runRecipe(final String configPath) throws IOException {
    Properties envProps = this.loadEnvProperties(configPath);
    Properties streamProps = this.buildStreamsProperties(envProps);

    Topology topology = this.buildTopology(envProps, this.publicationSerde(envProps));
    this.createTopics(envProps);

    final KafkaStreams streams = new KafkaStreams(topology, streamProps);
    final CountDownLatch latch = new CountDownLatch(1);

    // Attach shutdown handler to catch Control-C.
    Runtime.getRuntime().addShutdownHook(new Thread("streams-shutdown-hook") {
      @Override
      public void run() {
        streams.close();
        latch.countDown();
      }
    });

    try {
      streams.start();
      latch.await();
    } catch (Throwable e) {
      System.exit(1);
    }
    System.exit(0);

  }
}

6
Compile and run the Kafka Streams program

In your terminal, run:

./gradlew shadowJar

Now that an uberjar for the Kafka Streams application has been built, you can launch it locally. When you run the following, the prompt won’t return, because the application will run until you exit it:

java -jar build/libs/kstreams-filter-standalone-0.0.1.jar configuration/dev.properties

7
Produce events to the input topic

In a new terminal, run:

docker exec -i schema-registry /usr/bin/kafka-avro-console-producer --topic publications --broker-list broker:9092 --property value.schema="$(< src/main/avro/publication.avsc)"

When the console producer starts, it will log some messages and hang, waiting for your input. Type in one line at a time and press enter to send it. Each line represents an event. To send all of the events below, paste the following into the prompt and press enter:

{"name": "George R. R. Martin", "title": "A Song of Ice and Fire"}
{"name": "C.S. Lewis", "title": "The Silver Chair"}
{"name": "C.S. Lewis", "title": "Perelandra"}
{"name": "George R. R. Martin", "title": "Fire & Blood"}
{"name": "J. R. R. Tolkien", "title": "The Hobbit"}
{"name": "J. R. R. Tolkien", "title": "The Lord of the Rings"}
{"name": "George R. R. Martin", "title": "A Dream of Spring"}
{"name": "J. R. R. Tolkien", "title": "The Fellowship of the Ring"}
{"name": "George R. R. Martin", "title": "The Ice Dragon"}

8
Consume filtered events from the output topic

Leaving your original terminal running, open another to consume the events that have been filtered by your application:

docker exec -it schema-registry /usr/bin/kafka-avro-console-consumer --topic filtered-publications --bootstrap-server broker:9092 --from-beginning

After the consumer starts, you should see the following messages. The prompt will hang, waiting for more events to arrive. To continue studying the example, send more events through the input terminal prompt. Otherwise, you can Control-C to exit the process.

{"name":"George R. R. Martin","title":"A Song of Ice and Fire"}
{"name":"George R. R. Martin","title":"Fire & Blood"}
{"name":"George R. R. Martin","title":"A Dream of Spring"}
{"name":"George R. R. Martin","title":"The Ice Dragon"}

Test it

1
Create a test configuration file

First, create a test file at configuration/test.properties:

application.id=filtering-app
bootstrap.servers=127.0.0.1:29092
schema.registry.url=http://SR_CLOUD_DUMMY_URL:8081

input.topic.name=publications
input.topic.partitions=1
input.topic.replication.factor=1

output.topic.name=filtered-publications
output.topic.partitions=1
output.topic.replication.factor=1

2
Write a test

Then, create a directory for the tests to live in:

mkdir -p src/test/java/io/confluent/developer

Create the following test file at src/test/java/io/confluent/developer/FilterEventsTest.java:

package io.confluent.developer;

import org.apache.avro.Schema;
import org.apache.kafka.clients.producer.ProducerRecord;
import org.apache.kafka.common.serialization.Deserializer;
import org.apache.kafka.common.serialization.Serdes;
import org.apache.kafka.common.serialization.Serializer;
import org.apache.kafka.streams.Topology;
import org.apache.kafka.streams.TopologyTestDriver;
import org.apache.kafka.streams.test.ConsumerRecordFactory;
import org.junit.Assert;
import org.junit.Test;

import java.io.IOException;
import java.util.ArrayList;
import java.util.HashMap;
import java.util.List;
import java.util.Map;
import java.util.Properties;

import io.confluent.developer.avro.Publication;
import io.confluent.kafka.schemaregistry.client.MockSchemaRegistryClient;
import io.confluent.kafka.schemaregistry.client.rest.exceptions.RestClientException;
import io.confluent.kafka.streams.serdes.avro.SpecificAvroSerde;

import static java.util.Arrays.asList;

public class FilterEventsTest {

  private final static String TEST_CONFIG_FILE = "configuration/test.properties";

  private SpecificAvroSerde<Publication> makeSerializer(Properties envProps)
      throws IOException, RestClientException {

    final MockSchemaRegistryClient client = new MockSchemaRegistryClient();
    String inputTopic = envProps.getProperty("input.topic.name");
    String outputTopic = envProps.getProperty("output.topic.name");

    final Schema schema = Publication.SCHEMA$;
    client.register(inputTopic + "-value", schema);
    client.register(outputTopic + "-value", schema);

    SpecificAvroSerde<Publication> serde = new SpecificAvroSerde<>(client);

    Map<String, String> config = new HashMap<>();
    config.put("schema.registry.url", envProps.getProperty("schema.registry.url"));
    serde.configure(config, false);

    return serde;
  }

  @Test
  public void shouldFilterGRRMartinsBooks() throws IOException, RestClientException {
    FilterEvents fe = new FilterEvents();
    Properties envProps = fe.loadEnvProperties(TEST_CONFIG_FILE);
    Properties streamProps = fe.buildStreamsProperties(envProps);

    String inputTopic = envProps.getProperty("input.topic.name");
    String outputTopic = envProps.getProperty("output.topic.name");

    final SpecificAvroSerde<Publication> publicationSpecificAvroSerde = makeSerializer(envProps);

    Topology topology = fe.buildTopology(envProps, publicationSpecificAvroSerde);
    TopologyTestDriver testDriver = new TopologyTestDriver(topology, streamProps);

    Serializer<String> keySerializer = Serdes.String().serializer();
    Deserializer<String> keyDeserializer = Serdes.String().deserializer();

    ConsumerRecordFactory<String, Publication>
        inputFactory =
        new ConsumerRecordFactory<>(keySerializer, publicationSpecificAvroSerde.serializer());

    // Fixture
    Publication iceAndFire = new Publication("George R. R. Martin", "A Song of Ice and Fire");
    Publication silverChair = new Publication("C.S. Lewis", "The Silver Chair");
    Publication perelandra = new Publication("C.S. Lewis", "Perelandra");
    Publication fireAndBlood = new Publication("George R. R. Martin", "Fire & Blood");
    Publication theHobbit = new Publication("J. R. R. Tolkien", "The Hobbit");
    Publication lotr = new Publication("J. R. R. Tolkien", "The Lord of the Rings");
    Publication dreamOfSpring = new Publication("George R. R. Martin", "A Dream of Spring");
    Publication fellowship = new Publication("J. R. R. Tolkien", "The Fellowship of the Ring");
    Publication iceDragon = new Publication("George R. R. Martin", "The Ice Dragon");
    // end Fixture

    final List<Publication>
        input = asList(iceAndFire, silverChair, perelandra, fireAndBlood, theHobbit, lotr, dreamOfSpring, fellowship,
                       iceDragon);

    final List<Publication> expectedOutput = asList(iceAndFire, fireAndBlood, dreamOfSpring, iceDragon);

    for (Publication publication : input) {
      testDriver.pipeInput(inputFactory.create(inputTopic, publication.getName(), publication));
    }

    List<Publication> actualOutput = new ArrayList<>();
    while (true) {
      ProducerRecord<String, Publication>
          record =
          testDriver.readOutput(outputTopic, keyDeserializer, publicationSpecificAvroSerde.deserializer());

      if (record != null) {
        actualOutput.add(record.value());
      } else {
        break;
      }
    }

    Assert.assertEquals(expectedOutput, actualOutput);
  }

}

3
Invoke the tests

Now run the test, which is as simple as:

./gradlew test

Take it to production

1
Create a production configuration file

First, create a new configuration file at configuration/prod.properties with the following content. Be sure to fill in the addresses of your production hosts and change any other parameters that make sense for your setup.

application.id=filtering-app
bootstrap.servers=<< FILL ME IN >>
schema.registry.url=<< FILL ME IN >>

input.topic.name=publications
input.topic.partitions=<< FILL ME IN >>
input.topic.replication.factor=<< FILL ME IN >>

output.topic.name=filtered-publications
output.topic.partitions=<< FILL ME IN >>
output.topic.replication.factor=<< FILL ME IN >>

2
Build a Docker image

In your terminal, execute the following to invoke the Jib plugin to build an image:

gradle jibDockerBuild --image=io.confluent.developer/kstreams-filter:0.0.1

3
Launch the container

Finally, launch the container using your preferred container orchestration service. If you want to run it locally, you can execute the following:

docker run -v $PWD/configuration/prod.properties:/config.properties io.confluent.developer/kstreams-filter:0.0.1 config.properties